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SMITH v. QUESTAR CAPITAL CORPORATION

Case No. 12-cv-2669 (SRN/TNL).

James W. Smith, Jr., on his own behalf and on behalf of those similarly situated, Plaintiff, v. Questar Capital Corporation, Yorktown Financial Companies, Inc., and Allianz Life Insurance Companies of North America, Defendants.

United States District Court, D. Minnesota.

August 2, 2013.

Attorney(s) appearing for the Case

Daniel E. Gustafson , Karla M. Gluek , and David A. Goodwin , Gustafson Gluek PPLC, 120 South Sixth Street, Suite 2600, Minneapolis, MN 55402; Robert E. Gordon , Scott L. Adkins , and Stephen McGuinness , Gordon & Doner, PA, 4114 Northlake Boulevard, Palm Beach, FL 33410; Charles E. Scarlett , Bradford M. Gucciardo , and Scott D. Hirsch , Scarlett Gucciardo & Hirsch, PA, 25 Seabreeze Avenue, 3rd Floor, Delray Beach, FL 33483, for Plaintiff.

Anthony N. Cicchetti , Jorden Burt LLP, 175 Powder Forest Drive, Suite 301, Simsbury, CT 06089; Roland C. Goss and James F. Jorden , Jorden Burt LLP, 1025 Thomas Jefferson Street, NW, Suite 400 East, Washington, DC 20007; and Wendy J. Wildung , Faegre Baker Daniels LLP, 2200 Wells Fargo Center, 90 South Seventh Street, Minneapolis, MN 55402, for Defendants.

MEMORANDUM OPINION AND ORDER

SUSAN RICHARD NELSON, District Judge.

I. INTRODUCTION

This matter is before the Court on the Motion to Dismiss the Class Action Complaint, [Doc. No. 16], brought by Defendants Questar Capital Corporation, Yorktown Financial Companies, Inc., and Allianz Life Insurance Companies of North America. For the reasons set forth below, the Court grants it in part and denies it in part.

II. BACKGROUND

Plaintiff...

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