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HANSON v. BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

No. 13-CV-67-LRR.

JON HANSON, individually and on behalf of all others similarly situated, Plaintiffs, v. BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. and THOMAS JOSEPH BERTHEL, Defendants.

United States District Court, N.D. Iowa, Cedar Rapids Division.

May 29, 2014.

Attorney(s) appearing for the Case

Jon Hanson, Plaintiff, represented by J Barton Goplerud , Hudson Mallaney Shindler & Anderson, PC, Alan L Rosca , Peiffer Rosca Abdullah & Carr, LLC, Daniel J Carr , Peiffer, Rosca, Abdullah & Carr, LLC & Joseph C Peiffer , Peiffer Rosca Abdullah & Carr LLC.

Berthel Fisher and Company Financial Services, Inc, Defendant, represented by Paul D Gamez , Simmons, Perrine, Moyer & Bergman, PLC, Stephen J Holtman , Simmons Perrine PLC, Aaron Richard Hartman , Anthony Ostlund Baer & Louwagie PA & Vincent D Louwagie , Anthony, Ostlund, Baer & Louwagie, PA.

ORDER

LINDA R. READE, District Judge.

I. INTRODUCTION

The matter before the court is Defendants Berthel Fisher and Company Financial Services, Inc. ("Berthel Fisher") and Thomas Joseph Berthel's (collectively, "Defendants") "Motion to Dismiss" ("Motion") (docket no. 22).

II. PROCEDURAL HISTORY

On November 4, 2013, Plaintiff Jon Hanson, individually and on behalf of all others similarly situated ("Plaintiffs"), filed...

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