SC 13G/A 1 v364216_sc13g-a.htm SC 13G/A

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Schedule 13G
(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)

(Amendment No. 1)*

 

Viggle Inc.

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

92672V105

(CUSIP Number)

 

December 16, 2013

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

oRule 13d-1(b)

 

xRule 13d-1(c)

 

oRule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

(Continued on following pages)

 

 

 

Page 1 of 12 Pages

Exhibit Index Contained on Page 10

 

 
 

 

CUSIP NO.  92672V105 13 G Page 2 of 12

 

1 NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
      Accel IX L.P. (“A9”)
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)      o      (b)      x

 

3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING

PERSON
WITH
5 SOLE VOTING POWER
01 shares.
  6 SHARED VOTING POWER
0 shares.
  7 SOLE DISPOSITIVE POWER
6,670,199 shares, except that Accel IX Associates L.L.C. (“A9A”), the general partner of A9, may be deemed to have sole power to dispose of these shares.
  8 SHARED DISPOSITIVE POWER
See response to row 7.

 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

6,670,199

 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

o

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

5.7%2

 

12

TYPE OF REPORTING PERSON*

PN

 

 


1 Pursuant to that certain Stockholders Agreement, dated as of December 16, 2013, by and among Viggle Inc., Shareholder Representative Services LLC and the other parties thereto, the shares are subject to an irrevocable proxy and accordingly, the Reporting Person has no voting power with respect to such shares.

2 Assumes that there are 117,880,374 shares of Viggle Inc.’s common stock outstanding based on information provided by Viggle Inc. as of December 16, 2013.

 

 
 

 

CUSIP NO.  92672V105 13 G Page 3 of 12

 


1
NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
      Accel IX Strategic Partners L.P. (“A9SP”)
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)      o      (b)      x

 

3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING

PERSON
WITH
5 SOLE VOTING POWER
03 shares.
  6 SHARED VOTING POWER
0 shares.
  7 SOLE DISPOSITIVE POWER
710,009 shares, except that A9A, the general partner of A9SP, may be deemed to have sole power to dispose of these shares.
  8 SHARED DISPOSITIVE POWER
See response to row 7.

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

710,009

 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

o

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

0.6%4

 

12

TYPE OF REPORTING PERSON*

PN

 

 


3 Pursuant to that certain Stockholders Agreement, dated as of December 16, 2013, by and among Viggle Inc., Shareholder Representative Services LLC and the other parties thereto, the shares are subject to an irrevocable proxy and accordingly, the Reporting Person has no voting power with respect to such shares.

4 Assumes that there are 117,880,374 shares of Viggle Inc.’s common stock outstanding based on information provided by Viggle Inc. as of December 16, 2013.

 

 
 

 

CUSIP NO.  92672V105 13 G Page 4 of 12

 

1 NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
      Accel IX Associates L.L.C.
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)      o      (b)      x

 

3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING

PERSON
WITH
5 SOLE VOTING POWER
05 shares.
  6 SHARED VOTING POWER
0 shares.
  7 SOLE DISPOSITIVE POWER
7,380,208 shares, of which 6,670,199 shares are directly owned by A9 and 710,009 shares are directly owned by A9SP.  A9A, the general partner of A9 and A9SP, may be deemed to have sole power to dispose of these shares.
  8 SHARED DISPOSITIVE POWER
See response to row 7.

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

7,380,208

 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

o

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

6.3%6

 

12

TYPE OF REPORTING PERSON*

OO

 

 


5 Pursuant to that certain Stockholders Agreement, dated as of December 16, 2013, by and among Viggle Inc., Shareholder Representative Services LLC and the other parties thereto, the shares are subject to an irrevocable proxy and accordingly, the Reporting Person has no voting power with respect to such shares.

6 Assumes that there are 117,880,374 shares of Viggle Inc.’s common stock outstanding based on information provided by Viggle Inc. as of December 16, 2013.

 

 
 

 

CUSIP NO.  92672V105 13 G Page 5 of 12

 


1
NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
      Accel Investors 2007 L.L.C. (“AI07”)
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)      o      (b)      x

 

3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING

PERSON
WITH
5 SOLE VOTING POWER
07 shares.
  6 SHARED VOTING POWER
0 shares.
  7 SOLE DISPOSITIVE POWER
715,675 shares.
  8 SHARED DISPOSITIVE POWER
See response to row 7.

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

715,675

 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

o

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

0.6%8

 

12

TYPE OF REPORTING PERSON*

00

 

 


7 Pursuant to that certain Stockholders Agreement, dated as of December 16, 2013, by and among Viggle Inc., Shareholder Representative Services LLC and the other parties thereto, the shares are subject to an irrevocable proxy and accordingly, the Reporting Person has no voting power with respect to such shares.

8 Assumes that there are 117,880,374 shares of Viggle Inc.’s common stock outstanding based on information provided by Viggle Inc. as of December 16, 2013.

 

 
 

 

 

CUSIP NO.  92672V105 13 G Page 6 of 12

 

  This Amendment No. 1 amends the statement on Schedule 13G filed by Accel IX L.P., Accel IX Strategic Partners L.P., Accel IX Associates L.L.C. and Accel Investors 2007 L.L.C.  The foregoing entities and individuals are collectively referred to as the “Reporting Persons.”  This Amendment No. 1 is being filed to insert the certification required in Item 10 pursuant to Rule 13d-1(c).
ITEM 1(A). NAME OF ISSUER
Viggle Inc.
ITEM 1(B). ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES
902 Broadway, 11th Floor
  New York, New York 10010
   
ITEM 2(A). NAME OF PERSONS FILING
  This Schedule 13G is filed by Accel IX L.P., a Delaware limited partnership (“A9”), Accel IX Strategic Partners L.P., a Delaware limited partnership (“A9SP”), Accel IX Associates L.L.C., a Delaware limited liability company (“A9A”), and Accel Investors 2007 L.L.C., a Delaware limited liability company (“AI07”).  The foregoing entities and individual are collectively referred to as the “Reporting Persons.”
  A9A is the general partner of A9 and A9SP, and except as otherwise provided in Row 5 and Row 6 of the cover page for each Reporting Person, may be deemed to have sole power to vote and sole power to dispose of shares of the issuer directly owned by A9 and A9SP.
ITEM 2(B). ADDRESS OF PRINCIPAL OFFICE
  The address for each of the Reporting Persons is:
   

Accel Partners

  428 University Avenue
  Palo Alto, CA  94301
   
ITEM 2(C) CITIZENSHIP
   
  A9 and A9SP are Delaware limited partnerships.  A9A and AI07 are Delaware limited liability companies.    
ITEM 2(D) TITLE OF CLASS OF SECURITIES
   
  Common Stock, $0.0001 par value
   
ITEM 2(E) CUSIP NUMBER
   
  92672V105
   
ITEM 3. Not Applicable
ITEM 4. OWNERSHIP
  The following information with respect to the ownership of the Common Stock of the issuer by the persons filing this Statement is provided as of December 16, 2013.  

 

 
 

 

CUSIP NO.  92672V105 13 G Page 7 of 12

 

(a)Amount beneficially owned:

See Row 9 of cover page for each Reporting Person.

 

(b)Percent of Class:

See Row 11 of cover page for each Reporting Person.

 

(c)Number of shares as to which such person has:

 

(i)Sole power to vote or to direct the vote:

See Row 5 of cover page for each Reporting Person.

 

(ii)Shared power to vote or to direct the vote:

 

See Row 6 of cover page for each Reporting Person.

 

(iii)Sole power to dispose or to direct the disposition of:

 

See Row 7 of cover page for each Reporting Person.

 

(iv)Shared power to dispose or to direct the disposition of:

See Row 8 of cover page for each Reporting Person.

 

ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
  Not applicable.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
  Under certain circumstances set forth in the limited partnership agreements of A9 and A9SP, and the limited liability company agreements of A9A and AI07, the general partner and limited partners or members, as the case may be, of each of such entities may be deemed to have the right to receive dividends from, or the proceeds from, the sale of shares of the issuer owned by each such entity of which they are a partner.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
  Not applicable.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP.
  Not applicable.

 

 
 

 

CUSIP NO.  92672V105 13 G Page 8 of 12

 

ITEM 10. CERTIFICATION.
  By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 
 

 

 

CUSIP NO.  92672V105 13 G Page 9 of 12

 

SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: December 30, 2013

 

Entities: Accel IX L.P.
  Accel IX Strategic Partners L.P.
  Accel IX Associates L.L.C.
  Accel Investors 2007 L.L.C.

 

 

  By: /s/ Tracy L. Sedlock
    Tracy L. Sedlock, Attorney-in-fact for
    the above-listed entities
     

 

 

 

 
 

 

CUSIP NO.  92672V105 13 G Page 10 of 12

 

 

EXHIBIT INDEX

 

  Found on
Sequentially
Exhibit Numbered Page
Exhibit A:  Agreement of Joint Filing 11
Exhibit B:  Power of Attorney 12

 

 

 
 

 

CUSIP NO.  92672V105 13 G Page 11 of 12

 

exhibit A

 

Agreement of Joint Filing

 

The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of Viggle Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G.

 

 

Date: December 30, 2013

 

Entities: Accel IX L.P.
  Accel IX Strategic Partners L.P.
  Accel IX Associates L.L.C.
  Accel Investors 2007 L.L.C.

 

 

  By: /s/ Tracy L. Sedlock
    Tracy L. Sedlock, Attorney-in-fact for
    the above-listed entities
     

 

 

 
 

 

CUSIP NO.  92672V105 13 G Page 12 of 12

 

 

exhibit B

 

Power of Attorney

 

Tracy L. Sedlock has signed this Schedule 13G as Attorney-In-Fact. Note that copies of the applicable Power of Attorney are already on file with the appropriate agencies.