NORTHSTAR FINANCIAL ADVISORS INC. v. SCHWAB INVESTMENTS

Case No. 08-CV-04119-LHK.

NORTHSTAR FINANCIAL ADVISORS INC., Plaintiff, v. SCHWAB INVESTMENTS, et al., Defendants.

United States District Court, N.D. California, San Jose Division.

February 23, 2016.


Attorney(s) appearing for the Case

Northstar Financial Advisors Inc., Plaintiff, represented by Christopher T. Heffelfinger , Berman DeValerio, Marc J. Gross , Greenbaum Rowe Smith & Davis LLP, Anthony David Phillips , Berman DeValerio, Bryan D. Plocker , Greenbaum Rowe Smith & Davis LLP, Joseph J. Tabacco, Jr. , Berman DeValerio & Robert C. Finkel , Wolf Popper LLP.

Jerry Smit, Plaintiff, represented by Steve W. Berman , Hagens Berman Sobol Shapiro LLP & Peter E. Borkon , Hagens Berman Sobol Shapiro LLP.

Schwab Investments, Defendant, represented by Joshua David Hess , Dechert LLP, Matthew Lloyd Larrabee , Dechert LLP, Arthur Miles Roberts , Quinn Emanuel Urquhart and Sullivan, LLP, Brian C. Raphel , Dechert, LLP, John Mark Potter , Quinn Emanuel Urquhart & Sullivan, LLP, Karin A. Kramer , Quinn Emanuel Urquhart & Sullivan, Patrick C. Doolittle , Quinn Emanuel Urquhart & Sullivan LLP & Richard Allen Schirtzer , Quinn Emanuel Urquhart and Sullivan LLP.

Charles Schwab Investment Management, Inc., Defendant, represented by Joshua David Hess , Dechert LLP, Matthew Lloyd Larrabee , Dechert LLP, Arthur Miles Roberts , Quinn Emanuel Urquhart and Sullivan, LLP, Brian C. Raphel , Dechert, LLP, John Mark Potter , Quinn Emanuel Urquhart & Sullivan, LLP, Karin A. Kramer , Quinn Emanuel Urquhart & Sullivan, Patrick C. Doolittle , Quinn Emanuel Urquhart & Sullivan LLP & Richard Allen Schirtzer , Quinn Emanuel Urquhart and Sullivan LLP.

Mariann Byerwalter, Defendant, represented by Arthur Miles Roberts , Quinn Emanuel Urquhart and Sullivan, LLP, Brian C. Raphel , Dechert, LLP, John Mark Potter , Quinn Emanuel Urquhart & Sullivan, LLP, Joshua David Hess , Dechert LLP, Karin A. Kramer , Quinn Emanuel Urquhart & Sullivan, Patrick C. Doolittle , Quinn Emanuel Urquhart & Sullivan LLP & Richard Allen Schirtzer , Quinn Emanuel Urquhart and Sullivan LLP.

Donald F. Dorward, Defendant, represented by Arthur Miles Roberts , Quinn Emanuel Urquhart and Sullivan, LLP, Brian C. Raphel , Dechert, LLP, John Mark Potter , Quinn Emanuel Urquhart & Sullivan, LLP, Joshua David Hess , Dechert LLP, Karin A. Kramer , Quinn Emanuel Urquhart & Sullivan, Patrick C. Doolittle , Quinn Emanuel Urquhart & Sullivan LLP & Richard Allen Schirtzer , Quinn Emanuel Urquhart and Sullivan LLP.

William A. Hasler, Defendant, represented by Arthur Miles Roberts , Quinn Emanuel Urquhart and Sullivan, LLP, Brian C. Raphel , Dechert, LLP, Joshua David Hess , Dechert LLP, Karin A. Kramer , Quinn Emanuel Urquhart & Sullivan, Patrick C. Doolittle , Quinn Emanuel Urquhart & Sullivan LLP & Richard Allen Schirtzer , Quinn Emanuel Urquhart and Sullivan LLP.

Robert G. Holmes, Defendant, represented by Arthur Miles Roberts , Quinn Emanuel Urquhart and Sullivan, LLP, Brian C. Raphel , Dechert, LLP, John Mark Potter , Quinn Emanuel Urquhart & Sullivan, LLP, Joshua David Hess , Dechert LLP, Karin A. Kramer , Quinn Emanuel Urquhart & Sullivan, Patrick C. Doolittle , Quinn Emanuel Urquhart & Sullivan LLP & Richard Allen Schirtzer , Quinn Emanuel Urquhart and Sullivan LLP.

Gerald B. Smith, Defendant, represented by Arthur Miles Roberts , Quinn Emanuel Urquhart and Sullivan, LLP, Brian C. Raphel , Dechert, LLP, John Mark Potter , Quinn Emanuel Urquhart & Sullivan, LLP, Joshua David Hess , Dechert LLP, Karin A. Kramer , Quinn Emanuel Urquhart & Sullivan, Patrick C. Doolittle , Quinn Emanuel Urquhart & Sullivan LLP & Richard Allen Schirtzer , Quinn Emanuel Urquhart and Sullivan LLP.

Donald R. Stephens, Defendant, represented by Arthur Miles Roberts , Quinn Emanuel Urquhart and Sullivan, LLP, Brian C. Raphel , Dechert, LLP, John Mark Potter , Quinn Emanuel Urquhart & Sullivan, LLP, Joshua David Hess , Dechert LLP, Karin A. Kramer , Quinn Emanuel Urquhart & Sullivan, Patrick C. Doolittle , Quinn Emanuel Urquhart & Sullivan LLP & Richard Allen Schirtzer , Quinn Emanuel Urquhart and Sullivan LLP.

Michael W. Wilsey, Defendant, represented by Arthur Miles Roberts , Quinn Emanuel Urquhart and Sullivan, LLP, Brian C. Raphel , Dechert, LLP, John Mark Potter , Quinn Emanuel Urquhart & Sullivan, LLP, Joshua David Hess , Dechert LLP, Karin A. Kramer , Quinn Emanuel Urquhart & Sullivan, Patrick C. Doolittle , Quinn Emanuel Urquhart & Sullivan LLP & Richard Allen Schirtzer , Quinn Emanuel Urquhart and Sullivan LLP.

Charles R. Schwab, Defendant, represented by Arthur Miles Roberts , Quinn Emanuel Urquhart and Sullivan, LLP, Brian C. Raphel , Dechert, LLP, John Mark Potter , Quinn Emanuel Urquhart & Sullivan, LLP, Joshua David Hess , Dechert LLP, Karin A. Kramer , Quinn Emanuel Urquhart & Sullivan, Patrick C. Doolittle , Quinn Emanuel Urquhart & Sullivan LLP & Richard Allen Schirtzer , Quinn Emanuel Urquhart and Sullivan LLP.

Randall W. Merk, Defendant, represented by Arthur Miles Roberts , Quinn Emanuel Urquhart and Sullivan, LLP, Brian C. Raphel , Dechert, LLP, John Mark Potter , Quinn Emanuel Urquhart & Sullivan, LLP, Joshua David Hess , Dechert LLP, Karin A. Kramer , Quinn Emanuel Urquhart & Sullivan, Patrick C. Doolittle , Quinn Emanuel Urquhart & Sullivan LLP & Richard Allen Schirtzer , Quinn Emanuel Urquhart and Sullivan LLP.

Joseph H Wender, Defendant, represented by Arthur Miles Roberts , Quinn Emanuel Urquhart and Sullivan, LLP, Brian C. Raphel , Dechert, LLP, John Mark Potter , Quinn Emanuel Urquhart & Sullivan, LLP, Joshua David Hess , Dechert LLP, Karin A. Kramer , Quinn Emanuel Urquhart & Sullivan, Patrick C. Doolittle , Quinn Emanuel Urquhart & Sullivan LLP & Richard Allen Schirtzer , Quinn Emanuel Urquhart and Sullivan LLP.

John F Cogan, Defendant, represented by Arthur Miles Roberts , Quinn Emanuel Urquhart and Sullivan, LLP, Brian C. Raphel , Dechert, LLP, John Mark Potter , Quinn Emanuel Urquhart & Sullivan, LLP, Joshua David Hess , Dechert LLP, Karin A. Kramer , Quinn Emanuel Urquhart & Sullivan, Patrick C. Doolittle , Quinn Emanuel Urquhart & Sullivan LLP & Richard Allen Schirtzer , Quinn Emanuel Urquhart and Sullivan LLP.


ORDER DENYING MOTION FOR LEAVE TO FILE MOTION FOR RECONSIDERATION, GRANTING MOTION FOR JUDGMENT ON THE PLEADINGS, AND DENYING AS MOOT MOTION FOR CLASS CERTIFICATION Re: Dkt. Nos. 243, 249, 252

Plaintiff Northstar Financial Advisors, Inc. ("Northstar") brings this action against Schwab Investments, the...

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