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UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. SENTINEL MANAGEMENT GROUP, INC.

No. 07 C 4684

UNITED STATES SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. SENTINEL MANAGEMENT GROUP, INC., ERIC A. BLOOM, and CHARLES K. MOSLEY, Defendants.

United States District Court, N.D. Illinois, Eastern Division.

March 30, 2012.

Attorney(s) appearing for the Case

United States Securities and Exchange Commission, Plaintiff, represented by Andrea Robin Wood , U.S. Securities and Exchange Commission, Daniel Steven Ryan , U.S. Securities & Exchange Commission, Eric M. Phillips , U.S. Securities and Exchange Commission, James Aaron Davidson , Securities & Exchange Commission & John E Birkenheier , Securities & Exchange Commission.

Eric A. Bloom, Defendant, represented by Terence H. Campbell , Cotsirilos, Tighe, Streicker, Poulos, & Campbell, Ltd., Theodore Thomas Poulos , Cotsirilos, Tighe, Streicker, Poulos, & Campbell, Ltd. & Matthew S Ryan , Cotsirilos, Tighe & Streicker.

Charles K. Mosley, Defendant, represented by Charles L. Nesbit , Attorney at Law & Stephen I. Peck , Law Offices of Stephen Peck, P.C..

National Futures Association, deponent, represented by Charles F. Smith, Jr. , Skadden Arps Slate Meagher & Flom, LLP CH.

Frederick Grede, Movant, represented by J. Kevin McCall , Jenner & Block LLP, Chris C. Gair , Jenner & Block LLP, John F. Kinney , Jenner & Block LLP & Vincent E. Lazar , Jenner & Block LLP.

MEMORANDUM OPINION

CHARLES P. KOCORAS, District Judge.

This matter comes before the court on Plaintiff United States Securities and Exchange Commission's ("SEC") motion for summary judgment against Defendants Eric A. Bloom ("Bloom") and Charles K. Mosley ("Mosley") (collectively, "Defendants"). Defendant Bloom has filed a cross-motion for summary judgment. For the reasons set forth below, the SEC's and Bloom's cross-motions for summary...

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