BOURBONNAIS v. AMERIPRISE FINANCIAL SERVICES INC.

Case No. 14-C-966.

WILLIAM BOURBONNAIS, et al., Plaintiffs, v. AMERIPRISE FINANCIAL SERVICES INC., et al., Defendants.

United States District Court, E.D. Wisconsin.

February 24, 2015.


Attorney(s) appearing for the Case

William Bourbonnais, Lead Plaintiff, represented by Charles J Crueger , Hansen Reynolds Dickinson Crueger LLC, Erin K Dickinson , Hansen Reynolds Dickinson Crueger LLC, James F Guckenberg , Halling & Cayo SC, Patrick T O'Neill , Halling & Cayo SC & Sean M Sweeney , Halling & Cayo SC.

Thomas Tesch, Plaintiff, represented by Charles J Crueger , Hansen Reynolds Dickinson Crueger LLC, Erin K Dickinson , Hansen Reynolds Dickinson Crueger LLC, James F Guckenberg , Halling & Cayo SC, Patrick T O'Neill , Halling & Cayo SC & Sean M Sweeney , Halling & Cayo SC.

Donna Tesch, Plaintiff, represented by Charles J Crueger , Hansen Reynolds Dickinson Crueger LLC, Erin K Dickinson , Hansen Reynolds Dickinson Crueger LLC, James F Guckenberg , Halling & Cayo SC, Patrick T O'Neill , Halling & Cayo SC & Sean M Sweeney , Halling & Cayo SC.

Ameriprise Financial Services Inc, Defendant, represented by Leanne L Matchen , Dorsey & Whitney LLP, Peter W Carter , Dorsey & Whitney LLP & Theresa M Bevilacqua , Dorsey & Whitney LLP.

SII Investments, Inc., Defendant, represented by James C Remington , Whyte Hirschboeck Dudek SC, Jeffrey Allen McIntyre , Whyte Hirschboeck Dudek SC & Ross A Anderson , Whyte Hirschboeck Dudek SC.

Paul J Renard, Defendant, represented by Stephen M Ferris , Gerbers Law Offices SC.


DECISION AND ORDER

WILLIAM C. GRIESBACH, Chief District Judge.

Plaintiffs William Bourbonnais and Thomas and Donna Tesch filed this class action suit for securities fraud against Paul Renard, their former financial advisor, and the two broker-dealers with whom Renard was registered during the allegedly fraudulent transactions, Ameriprise Financial Services, Inc. (Ameriprise), and SII Investments, Inc. (SII). Plaintiffs' complaint asserts that the defendants...

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