IN RE PLY GEM HOLDINGS, INC., SECURITIES LITIGATION

No. 14-CV-3577 (JPO).

IN RE PLY GEM HOLDINGS, INC., SECURITIES LITIGATION

United States District Court, S.D. New York.

October 14, 2014.


Attorney(s) appearing for the Case

Strathclyde Pension Fund, Lead Plaintiff, represented by David Avi Rosenfeld , Robbins Geller Rudman & Dowd LLP.

Waterford Township Police & Fire Retirement System, Plaintiff, represented by Alan David Rosenfeld , Alan David Rosenfeld.

Macomb County Employees' Retirement System, Movant, represented by Michael Walter Stocker , Labaton & Sucharow LLP.

Electrical Workers Pension Trust Fund of IBEW Local Union No. 58 and IBEW Local Union No. 58 Annuity Fund, Movant, represented by David Avi Rosenfeld , Robbins Geller Rudman & Dowd LLP.

Oklahoma Firefighters Pension and Retirement System, Movant, represented by David Avi Rosenfeld , Robbins Geller Rudman & Dowd LLP.

Ply Gem Holdings, Inc., Defendant, represented by Alexandra M. Walsh , Paul, Weiss, Rifkind, Wharton & Garrison, LLP, Daniel Jonathan Kramer , Paul, Weiss, Rifkind, Wharton & Garrison LLP & Christopher Terranova , Paul, Weiss, Rifkind, Wharton & Garrison LLP.

Gary E. Robinette, Defendant, represented by Alexandra M. Walsh , Paul, Weiss, Rifkind, Wharton & Garrison, LLP, Daniel Jonathan Kramer , Paul, Weiss, Rifkind, Wharton & Garrison LLP & Christopher Terranova , Paul, Weiss, Rifkind, Wharton & Garrison LLP.

Shawn K. Poe, Defendant, represented by Alexandra M. Walsh , Paul, Weiss, Rifkind, Wharton & Garrison, LLP, Daniel Jonathan Kramer , Paul, Weiss, Rifkind, Wharton & Garrison LLP & Christopher Terranova , Paul, Weiss, Rifkind, Wharton & Garrison LLP.

Frederick J. Iseman, Defendant, represented by Alexandra M. Walsh , Paul, Weiss, Rifkind, Wharton & Garrison, LLP, Daniel Jonathan Kramer , Paul, Weiss, Rifkind, Wharton & Garrison LLP & Christopher Terranova , Paul, Weiss, Rifkind, Wharton & Garrison LLP.

Steven M. Lefkowitz, Defendant, represented by Alexandra M. Walsh , Paul, Weiss, Rifkind, Wharton & Garrison, LLP, Daniel Jonathan Kramer , Paul, Weiss, Rifkind, Wharton & Garrison LLP & Christopher Terranova , Paul, Weiss, Rifkind, Wharton & Garrison LLP.

Michael P. Haley, Defendant, represented by Alexandra M. Walsh , Paul, Weiss, Rifkind, Wharton & Garrison, LLP, Daniel Jonathan Kramer , Paul, Weiss, Rifkind, Wharton & Garrison LLP & Christopher Terranova , Paul, Weiss, Rifkind, Wharton & Garrison LLP.

Timothy T. Hall, Defendant, represented by Alexandra M. Walsh , Paul, Weiss, Rifkind, Wharton & Garrison, LLP, Daniel Jonathan Kramer , Paul, Weiss, Rifkind, Wharton & Garrison LLP & Christopher Terranova , Paul, Weiss, Rifkind, Wharton & Garrison LLP.

Jeffrey T. Barber, Defendant, represented by Alexandra M. Walsh , Paul, Weiss, Rifkind, Wharton & Garrison, LLP, Daniel Jonathan Kramer , Paul, Weiss, Rifkind, Wharton & Garrison LLP & Christopher Terranova , Paul, Weiss, Rifkind, Wharton & Garrison LLP.

J.P. Morgan Securities LLC, Defendant, represented by Peter Eric Kazanoff , Simpson Thacher & Bartlett LLP, Thomas C. Rice , Simpson Thacher & Bartlett LLP, Sara Ann Ricciardi , Simpson Thacher & Bartlett LLP & Sarah Emily Phillips , Simpson Thacher & Bartlett LLP.

Credit Suisse Securities (USA) LLC, Defendant, represented by Peter Eric Kazanoff , Simpson Thacher & Bartlett LLP, Thomas C. Rice , Simpson Thacher & Bartlett LLP, Sara Ann Ricciardi , Simpson Thacher & Bartlett LLP & Sarah Emily Phillips , Simpson Thacher & Bartlett LLP.

Goldman, Sachs & Co., Defendant, represented by Peter Eric Kazanoff , Simpson Thacher & Bartlett LLP, Thomas C. Rice , Simpson Thacher & Bartlett LLP, Sara Ann Ricciardi , Simpson Thacher & Bartlett LLP & Sarah Emily Phillips , Simpson Thacher & Bartlett LLP.

UBS Securities LLC, Defendant, represented by Peter Eric Kazanoff , Simpson Thacher & Bartlett LLP, Thomas C. Rice , Simpson Thacher & Bartlett LLP, Sara Ann Ricciardi , Simpson Thacher & Bartlett LLP & Sarah Emily Phillips , Simpson Thacher & Bartlett LLP.

Deutsche Bank Securties Inc., Defendant, represented by Peter Eric Kazanoff , Simpson Thacher & Bartlett LLP, Thomas C. Rice , Simpson Thacher & Bartlett LLP, Sara Ann Ricciardi , Simpson Thacher & Bartlett LLP & Sarah Emily Phillips , Simpson Thacher & Bartlett LLP.

Zelman Partners LLC, Defendant, represented by Peter Eric Kazanoff , Simpson Thacher & Bartlett LLP, Thomas C. Rice , Simpson Thacher & Bartlett LLP, Sara Ann Ricciardi , Simpson Thacher & Bartlett LLP & Sarah Emily Phillips , Simpson Thacher & Bartlett LLP.

BB&T Capital Markets, Defendant, represented by Peter Eric Kazanoff , Simpson Thacher & Bartlett LLP, Thomas C. Rice , Simpson Thacher & Bartlett LLP, Sara Ann Ricciardi , Simpson Thacher & Bartlett LLP & Sarah Emily Phillips , Simpson Thacher & Bartlett LLP.

Stephens Inc., Defendant, represented by Peter Eric Kazanoff , Simpson Thacher & Bartlett LLP, Thomas C. Rice , Simpson Thacher & Bartlett LLP, Sara Ann Ricciardi , Simpson Thacher & Bartlett LLP & Sarah Emily Phillips , Simpson Thacher & Bartlett LLP.


OPINION AND ORDER

J. PAUL OETKEN, District Judge.

Plaintiff Waterford Township Police and Fire Retirement System ("Waterford") brought this putative class action against Ply Gem Holdings, Inc. ("Ply Gem"), the underwriters of its initial public offering, and several of its executives, pursuant to Sections 11 and 15 of the Securities Act, 15 U.S.C. §§ 770, 77k. Waterford published notice of the putative class action on Business Wire shortly...

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