SC 13G/A 1 honigcocpsc13ga_dec312014.htm FORM SC 13G/A honigcocpsc13ga_dec312014.htm


SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 
Amendment No. 2
To
SCHEDULE 13G
(Rule 13d-102)


INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(b)


COCRYSTAL PHARMA, INC.  

(Name of Issuer)
 

COMMON STOCK, PAR VALUE $0.001 PER SHARE  

 (Title of Class of Securities)
 
191881102
 (CUSIP Number)

December 31, 2014  

 (Date of Event Which Requires Filing of This Statement)

 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[   ] Rule 13d-1(b)
[ x] Rule 13d-1(c)
[   ] Rule 13d-1(d)

(Page 1 of  6 Pages)
 


 
 

 
 

CUSIP No. 191881102

 
1
 
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Barry Honig
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ¨
(b) ¨
 
3
 
SEC USE ONLY
 
 
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States
 
 
 
NUMBER OF SHARES
 
5
 
SOLE VOTING POWER
 
3,656,478 (1)
 
BENEFICIALLY
OWNED BY
 
6
 
SHARED VOTING POWER
 
0
 
EACH
REPORTING
 
7
 
SOLE DISPOSITIVE POWER
 
3,656,478 (1)
 
PERSON WITH
 
8
 
SHARED DISPOSITIVE POWER
 
0

 
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
3,656,478 (1)(2)
 
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
2.9% (Based on 122,493,690 shares outstanding as of January 5, 2015.)
 
12
 
TYPE OF REPORTING PERSON*
 
IN

(1)
Includes (i) 1,431,478 shares of common stock, (ii) 2,000,000 shares of common stock underlying warrants with an exercise price of $0.40 per share and (iii) 225,000 shares of common stock underlying warrants with an exercise price of $0.50 per share held by Barry Honig.
 
 
 

 

Item 1(a).                   Name of Issuer:

Cocrystal Pharma, Inc.

Item 1(b).                  Address of Issuer's Principal Executive Offices:

19805 North Creek Parkway, Bothell, Washington 98011

Item 2(a).                  Name of Person Filing.

The statement is filed on behalf of Barry Honig.

Item 2(b).                 Address of Principal Business Office or, if None, Residence.

555 South Federal Highway #450, Boca Raton, FL 33432

Item 2(c).                 Citizenship.

United States

Item 2(d).                 Title of Class of Securities.

Common Stock, par value $0.001.

Item 2(e).                 CUSIP Number.

191881102

Item 3.                    Type of Person

Not applicable.

Item 4.                    Ownership.

(a) Amount beneficially owned: 3,656,478 (1).

(b) Percent of class: 2.9% (Based on 122,493,690 shares outstanding as of January 5, 2015).

(c) Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote: 3,656,478 (1).

(ii) Shared power to vote or to direct the vote:  0.

(iii) Sole power to dispose or to direct the disposition of: 3,656,478 .
 
(iv) Shared power to dispose or to direct the disposition of:  0.

(1)
Includes (i) 1,431,478 shares of common stock, (ii) 2,000,000 shares of common stock underlying warrants with an exercise price of $0.40 per share and (iii) 225,000 shares of common stock underlying warrants with an exercise price of $0.50 per share held by Barry Honig.
  
 
 

 
 
Item 5.
Ownership of Five Percent or Less of a Class.

Not applicable.

Item 6.
Ownership of More than Five Percent on Behalf of Another Person.

Not Applicable
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company.
 
Not applicable.

Item 8.
Identification and Classification of Members of the Group.

Not applicable.

Item 9.
Notice of Dissolution of Group.

Not applicable.

Item 10.
Certifications.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 
 

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
Date: February 12, 2015
By: 
/s/ Barry Honig
 
   
Barry Honig